| United States. Securities and Exchange Commission - 1945 - 1290 strani
...conduct of his business as a broker or dealer and who receives no special compensation therefor ; (D) the publisher of any bona fide newspaper, news magazine...financial publication of general and regular circulation; (E) any person whose advice, analyses, or reports relate to no securities other than securities which... | |
| United States. Securities and Exchange Commission - 1941 - 1124 strani
...conduct of bis business as a broker or dealer and who receives no special compensation therefor; (D) the publisher of any bona fide newspaper, news magazine...financial publication of general and regular circulation ; (E) any person whose advice, analyses, or reports relate to no securities other than securities which... | |
| United States. Securities and Exchange Commission - 1955 - 920 strani
...conduct of ht business as a broker or dealer and who receives no special compensation therefor; (Dl the publisher of any bona fide newspaper, news magazine or business or financial publl' cation of general and regular circulation; (E) any person whose advice, analyses, <s reports... | |
| United States - 1975 - 1706 strani
...editor, lawyer, accountant, or teacher, (ill) any floor broker or futures commission merchant, (iv) the oma including their employees. (v> any contract market, and fvi) such other persons not within the intent... | |
| United States - 2000 - 1216 strani
...respect to such transactions or quotations. The term "securities information processor" does not include any bona fide newspaper, news magazine, or business...financial publication of general and regular circulation, any self-regulatory organizations, any bank, broker, dealer, building and loan, savings and loan, or... | |
| United States - 1953 - 1692 strani
...broker or dealer and who receives no special compensation therefor; (D) the publisher of any buna flde f this section, a certificate shall be issued to any qualified applicant therefor, authorizing t (E) any person whose advice, analyses, or reports relate to no securities other than securities which... | |
| United States. Securities and Exchange Commission - 1944 - 1290 strani
...and who receives no special compensation therefor ; (D) the publisher of any bona flde newspapers, ne,ws magazine or business or financial publication of general and regular circulation ; (E) any person whose advice, analyses, or reports relate to no securities other than securities which... | |
| United States. Congress. Senate. Agriculture and Forestry Committee - 1949 - 128 strani
...floor broker or futures commission merchant and who receives no special compensation therefor: (4) the publisher of any bona fide newspaper, news magazine,...financial publication of general and regular circulation; and (5) such other persons not within the intent of this definition as the Secretary of Agriculture... | |
| 1979 - 1228 strani
...editor, lawyer, accountant, or teacher, (3) any floor broker or futures commission merchant, (4) the publisher of any bona fide newspaper, news magazine, or business or financial publication or general and regular circulation including their employees, (5) any contract market, and (6) such... | |
| 1978 - 1130 strani
...editor, lawyer, accountant, or teacher, (3) any floor broker or futures commission merchant, (4) the publisher of any bona fide newspaper, news magazine, or business or financial publication or general and regular circulation including their employees, (5) any contract market, and (6) such... | |
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